Cftc Ocr Portal

If you are looking for cftc ocr portal, simply check out our links below :

1. Ownership & Control Reporting (OCR) | CFTC

https://www.cftc.gov/Forms/OCR/index.htm
Ownership & Control Reporting (OCR) | CFTC
The submissions must be received via FTP or the CFTC Portal and must follow the standards and required data fields identified in the OCR rule. Once a …

2. CFTC Portal – Commodity Futures Trading Commission

https://portal.cftc.gov/

This system is to be used only for authorized purposes by individuals who have been granted access rights by the CFTC. Misuse of this computer system is a …

3. CFTC Ownership and Control Reporting (OCR) Form 102 …

https://www.cftc.gov/sites/default/files/idc/groups/public/@forms/documents/generic/ocrcontactregistrationprocess.pdf

Read the CFTC Portal terms of use. You can accept the terms of use by pressing the “Accept” button. Page 2 …

4. CFTC PORTAL Frequently Asked Questions Browse by Topic …

https://portal.cftc.gov/HelpDesk/FAQ.aspx

… Form 40 request that included the 9-digit code. If the code number cannot be located, please contact OCR Technical Support ([email protected]).

5. What is OCR? – FIA Tech

https://support.fia-tech.com/hc/en-us/articles/360010193354-What-is-OCR-

The CFTC (Commodity Futures Trading Commission) recently … can also be initiated by Reporting Firms within the FIA Tech OCR Portal.

6. OCR – – FIA Tech

https://fia-tech.com/platform/ocr/

The FIA Tech OCR Data Service is a web-based reporting system that allows participating … reporting purposes and file ownership and control reports to the CFTC. … can also be initiated by Reporting Firms within the FIA Tech OCR Portal.

7. Ownership and Control Reporting – ICE

https://www.theice.com/publicdocs/circulars/17024%20attach1.pdf

Appendix B – ICE OCR Web Portal Request Form . … accounts to the CFTC and the manner in which these account identifications should be …

8. CFTC Ownership and Control Reporting | IB Knowledge Base

https://ibkr.info/article/2274

The Commodities Futures Trading Commission (CFTC) has historically maintained rules which require FCMs to … Who must provide CFTC OCR information?

9. CFTC Ownership and Control Reports | K&L Gates LLP …

https://www.jdsupra.com/legalnews/cftc-ownership-and-control-reports-50504/

The Commodity Futures Trading Commission (“CFTC”), the federal … FIA Tech, an affiliate of FIA, has established an OCR Portal to collect …

10. FIA requests to modify and extend OCR No-Action relief | FIA

https://www.fia.org/articles/fia-requests-modify-and-extend-ocr-no-action-relief

FIA sent a letter to the CFTC requesting a modification and extension of the … FIA members with OCR implementation efforts;; Developing the FIA Tech portal to …

11. Filing Date – CME Group

https://www.cmegroup.com/market-regulation/rule-filings/2020/10/20-432.pdf

VIA ELECTRONIC PORTAL … and Control Reports (“OCR”) rule. … new CFTC Forms 102A and 102B in line with the CFTC OCR rule and …

12. Swaps End-User Update: CFTC Ownership and Control …

https://www.mcguirewoods.com/client-resources/Alerts/2014/10/Swaps-End-User-Update-CFTC-Ownership-Control-Reporting-Rules

The CFTC's OCR rules require FCMs, clearing members, foreign brokers and … through the Futures Industry Association (FIA) Tech Portal.

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